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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-06 |
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2014-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Binghamton | NY | 06/2014 | Present |
| Bank Of America N.A. | Binghamton | NY | 12/2014 | Present |
I*1290251For profit or not for profit: Entity CharitableName of outside business organization: CSBC Foundation BoardInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 6/1/2023Number of hours devoted: 4 hour(s) YearlyNumber of hours devoted during trading hours: 4Duties: , Discussion of appropriating funds to help assist with tuition for Catholic school students. I*4521282, Entity Type: Entity Charitable, Name of OBA: The SEPP Group, Address: Binghamton, New York, 13905, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 07/01/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Ideas, strategic direction The SEPP Group offers affordable housing to seniors and persons with disabilities in Broome county.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-15 |
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