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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Producers Choice Network/Raymond James | Troy | MI | 08/2016 | 04/2017 |
| Mainstay Capital Management, Llc | Grand Blanc | MI | 05/2017 | 09/2017 |
| Caitlin John Private Wealth Management | Brighton | MI | 09/2017 | 11/2018 |
| Mers | Lansing | MI | 11/2018 | 10/2023 |
| Cwm, Llc | Omaha | NE | 04/2024 | 09/2024 |
| Equanimity Wealth Management | Okemos | MI | 09/2023 | 09/2024 |
| Principal Life Insurance Company | Grand Rapids | MI | 09/2024 | Present |
| Principal Securities, Inc. | Grand Rapids | MI | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-21 |
| S65 | Uniform Investment Adviser Law Examination | 2024-03-29 |
| S66 | Uniform Combined State Law Examination | 2017-10-05 |
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