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Brandon Steven Johnson

Wells Fargo Clearing Services, LLC

Deerfield, IL

Chicago, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-04
IL RA APPROVED 2019-12-18
  • TX RA
    APPROVED
    Since 2020-08-04
  • IL RA
    APPROVED
    Since 2019-12-18

Branch Locations

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Northbrook IL 11/2015 02/2019
Wells Fargo Clearing Services, Llc Northbrook IL 02/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-18
S63 Uniform Securities Agent State Law Examination 2014-07-23
  • S65 Uniform Investment Adviser Law Examination
    2019-12-18
  • S63 Uniform Securities Agent State Law Examination
    2014-07-23

View on SEC IAPD

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Other Offices

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