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Shannon T Cruz

Morgan Stanley

La Jolla, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-13
CA RA APPROVED 2024-12-02
  • TX RA
    APPROVED
    Since 2024-12-13
  • CA RA
    APPROVED
    Since 2024-12-02

Branch Locations

1111 Prospect Street, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co Carlsbad CA 07/2015 07/2017
Morgan Stanley La Jolla CA 07/2017 Present
  • 07/2015 → 07/2017
    Morgan Stanley & Co
    Carlsbad, CA
  • 07/2017 → Present
    Morgan Stanley
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-02
  • S66 Uniform Combined State Law Examination
    2024-12-02
Other Names
  • Shannon Lee Terlaje-Smith
  • Shannon Terlaje
  • Shannon Lee Terlaje-Smith
  • Shannon Lee Terlaje-Smith
  • Shannon T. Smith

View on SEC IAPD

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