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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-06-09
  • OH RA
    APPROVED
    Since 2022-06-09

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

353 W. Nationwide Blvd., Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Richfield OH 06/2014 05/2022
Lpl Financial Columbus OH 06/2022 Present
Global Retirement Partners Llc San Rafael CA 06/2022 Present
Previous Registrations
Other Businesses

1- 06/2022 / Oswald Financial Inc / DBA for LPL Business (entity for LPL business) / Investment Related / WESTERVILLE, OH 2- 06/29/2022 - Oswald Financial Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 6/6/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100%. 3- 06/29/2022 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 6/6/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 03/30/2026 - Oswald Companies - Outside/W-2 Employment - Not Investment Related - Columbus, OH - Start Date 06/06/2022 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2014-12-22

View on SEC IAPD

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