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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-06-09 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Richfield | OH | 06/2014 | 05/2022 |
| Lpl Financial | Columbus | OH | 06/2022 | Present |
| Global Retirement Partners Llc | San Rafael | CA | 06/2022 | Present |
1- 06/2022 / Oswald Financial Inc / DBA for LPL Business (entity for LPL business) / Investment Related / WESTERVILLE, OH 2- 06/29/2022 - Oswald Financial Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 6/6/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100%. 3- 06/29/2022 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 6/6/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 03/30/2026 - Oswald Companies - Outside/W-2 Employment - Not Investment Related - Columbus, OH - Start Date 06/06/2022 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-22 |
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