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Brett Woods

J.P. Morgan Securities LLC

Boulder, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-30
CO RA APPROVED 2019-04-18
  • TX RA
    APPROVED
    Since 2019-09-30
  • CO RA
    APPROVED
    Since 2019-04-18

Branch Locations

2500 Arapahoe Avenue, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boulder CO 06/2016 Present
Jp Morgan Chase Bank Boulder CO 06/2016 09/2019
Jpmorgan Chase Bank, Na. Boulder CO 09/2019 Present
  • 06/2016 → Present
    J.P. Morgan Securities Llc
    Boulder, CO
  • 06/2016 → 09/2019
    Jp Morgan Chase Bank
    Boulder, CO
  • 09/2019 → Present
    Jpmorgan Chase Bank, Na.
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-11
S63 Uniform Securities Agent State Law Examination 2015-08-10
  • S66 Uniform Combined State Law Examination
    2019-04-11
  • S63 Uniform Securities Agent State Law Examination
    2015-08-10
Other Names
  • Brett Michael Woods

View on SEC IAPD

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