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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-17 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferson National Securities Corporation | Louisville | KY | 06/2016 | 06/2021 |
| Nationwide Incorporated Investment Services | Louisville | KY | 01/2019 | 06/2021 |
| First Kentucky Trust | Louisville | KY | 06/2021 | 10/2025 |
| Robert W. Baird & Co | Louisville | KY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-28 |
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