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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Peoria | IL | 05/2004 | 09/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2014 | 09/2016 |
| Midwestern Securities Trading Co. Llc | East Peoria | IL | 06/2019 | Present |
| Northwestern Mutual Life Insuranc Company | Milwaukee | WI | 06/2014 | 09/2016 |
| Unemployed | Dunlap | IL | 05/2019 | 05/2019 |
| Northwestern Mutual Investment Services Llc | Champaign | IL | 11/2014 | 05/2019 |
| Donavan Sanchez | Champain | IL | 09/2016 | 12/2017 |
| Joshua Waite | Champaign | IL | 12/2016 | 05/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2017 | 12/2017 |
| Kenneth Mitchell | Champaign | IL | 12/2017 | 04/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2018 | 04/2019 |
| Northwestern Mutual Investment Services Llc | Peoria | IL | 02/2023 | Present |
| Joshua Waite | Peoria | IL | 02/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-22 |
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