Andrew John Taylor

Current Employers

The Putney Financial Group Llc

100 Smith Ranch Road Suite 110, San Rafael, CA 94903 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-06-21

CA RA
APPROVED

Since 2019-06-21

Branch Locations

100 Smith Ranch Road Suite 110, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Portsmouth Financial	San Francisco	CA	10/2013	Present
The Putney Financial Group	San Rafael	CA	06/2019	Present
Arete Wealth Mangagement	Chicago	IL	12/2024	Present

10/2013 → Present

Portsmouth Financial

San Francisco, CA
06/2019 → Present

The Putney Financial Group

San Rafael, CA
12/2024 → Present

Arete Wealth Mangagement

Chicago, IL

Previous Registrations

2019-04-04 → 2019-06-21

Portsmouth Financial Services

San Francisco, CA

San Rafael, CA

Other Businesses

Description: Full time employee of The Putney Financial Group, Registered Investment Advisers. Business Type: sole-proprietorship Business Owners: Raymond Lent Business Phone: (415) 460-1990 Address: 100 Smith Ranch Rd San Rafael, CA 94903 Position: employee Percent Ownership: 0% Approximate Hours Worked Weekly: 40 Portsmouth Financial Services dba

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-05

S66 Uniform Combined State Law Examination

2014-08-05

View on SEC IAPD

Current Employers

The Putney Financial Group Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews