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Katherine Ann Kartsimas Miller

Wells Fargo Clearing Services, LLC

Traverse City, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-12
MI RA APPROVED 2016-07-13
  • TX RA
    APPROVED
    Since 2018-11-12
  • MI RA
    APPROVED
    Since 2016-07-13

Branch Locations

10850 E Traverse Hwy Ste 5575, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Portage MI 04/2016 11/2016
Wells Fargo Clearing Services, Llc Portage MI 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-11
  • S66 Uniform Combined State Law Examination
    2016-07-11
Other Names
  • Katherine Ann Kartsimas
  • Katherine Kartsimas

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TRAVERSE CITY, MI
UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI
REHMANN WEALTH · TRAVERSE CITY, MI
G. A. REPPLE & COMPANY · Traverse City, MI
INDEPENDENT WEALTH MANAGEMENT, LLC · TRAVERSE CITY, MI
CHERRY TREE WEALTH MANAGEMENT, LLC · Traverse City, MI
PFS INVESTMENTS INC. · TRAVERSE CITY, MI

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