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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-18
CA RA APPROVED 2014-10-28
  • TX RA
    APPROVED_RES
    Since 2022-02-18
  • CA RA
    APPROVED
    Since 2014-10-28

Branch Locations

445 Marine View Avenue, Del Mar, CA 92014 • United States

La Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Del Mar CA 07/2014 Present
Thrivent Financial Appleton WI 01/2015 Present
Other Businesses

RENTAL PROPERTY POSITION: Landlord NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2022 ADDRESS: Baltimore Dr, La Mesa CA 91942, United States DESCRIPTION: Receiving rental income from this property, will check in on property to make sure all appliances, and everything is working well for tenant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-03
  • S66 Uniform Combined State Law Examination
    2014-10-03

View on SEC IAPD

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