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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-24
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-24
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2770 Via De La Valle Ln Floor 02, Del Mar, CA 92014 • United States

1800 E Florida Ave, Floor 02, Hemet , CA 92544 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Diego CA 10/2012 Present
Jpmorgan Chase Bank, N.A. San Diego CA 01/2018 Present
Previous Registrations
  • 2011-09-01 → 2012-10-01
    Chase Investment Services Corp.
    San Diego, CA
  • 2010-06-02 → 2011-08-18
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2009-05-02 → 2010-06-01
    Chase Investment Services Corp.
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2007-09-12 → 2009-05-02
    Wamu Investments, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-10
  • S66 Uniform Combined State Law Examination
    2007-09-10
Other Names
  • Jason Louis N French

View on SEC IAPD

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