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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2770 Via De La Valle Ln Floor 02, Del Mar, CA 92014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Diego CA 10/2012 Present
Jpmorgan Chase Bank, N.A. San Diego CA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego,, CA
    San Diego,, CA
    San Diego, CA
  • 2005-09-20 → 2009-05-02
    Wamu Investments, Inc.
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Hemet, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Hemet, CA
    Wildomar, CA
  • 2002-05-24 → 2005-06-28
    Wells Fargo Investments, Llc
    Murrieta, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/8/2014 ADDRESS: 3004 CARLSBAD, CA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 1 INVESTMENT RELATED: YES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-12
S63 Uniform Securities Agent State Law Examination 2000-03-22
  • S65 Uniform Investment Adviser Law Examination
    2001-01-12
  • S63 Uniform Securities Agent State Law Examination
    2000-03-22
Other Names
  • Bradley Scott Cooperman

View on SEC IAPD

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