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Adrian Fredrick Schulz

J.P. Morgan Securities LLC

Del Mar, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2770 Via De La Valle Ln Floor 02, Del Mar, CA 92014 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Del Mar CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Del Mar CA 09/2009 Present
Previous Registrations
  • 2009-09-29 → 2012-10-01
    Chase Investment Services Corp.
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2006-04-03 → 2009-09-28
    Equitable Advisors, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-30
  • S66 Uniform Combined State Law Examination
    2006-03-30
Other Names
  • Adrian F. Schulz

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Del Mar, CA
J.P. MORGAN SECURITIES LLC · Del Mar, CA
J.P. MORGAN SECURITIES LLC · Del Mar, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Del Mar, CA
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