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Nozomi Laughy

J.P. Morgan Securities LLC

Del Mar, CA

Hemet , CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-04-24
MN RA APPROVED 2024-04-24
NY RA APPROVED 2024-04-23
OR RA APPROVED 2024-04-23
TX RA APPROVED_RES 2024-04-04
CA RA APPROVED 2024-04-03
  • ID RA
    APPROVED
    Since 2024-04-24
  • MN RA
    APPROVED
    Since 2024-04-24
  • NY RA
    APPROVED
    Since 2024-04-23
  • OR RA
    APPROVED
    Since 2024-04-23
  • TX RA
    APPROVED_RES
    Since 2024-04-04
  • CA RA
    APPROVED
    Since 2024-04-03

Branch Locations

2770 Via De La Valle Ln Floor 02, Del Mar, CA 92014 • United States

1800 E Florida Ave, Floor 02, Hemet , CA 92544 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 08/2013 12/2022
J.P. Morgan Securities Llc San Diego CA 04/2024 Present
Jpmorgan Chase Bank, N.A. San Diego CA 04/2024 Present
Unemployed San Diego CA 01/2023 03/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-04
S63 Uniform Securities Agent State Law Examination 1995-12-28
  • S66 Uniform Combined State Law Examination
    2006-08-04
  • S63 Uniform Securities Agent State Law Examination
    1995-12-28
Other Names
  • H Nozomi Ward
  • Hope Nozomi Ward
  • Nozomi H Ward
  • H Nozomi Laughy
  • Nozomi Laughy
  • Nozomi Ward

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · Del Mar, CA
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STATE FARM INVESTMENT MANAGEMENT CORP. · Del Mar, CA
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