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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-10 |
| CA | RA | APPROVED | 2023-09-25 |
Branch Locations
2770 Via De La Valle Ln Floor 02, Del Mar, CA 92014 • United States
1800 E Florida Ave, Floor 02, Hemet , CA 92544 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Carlsbad | CA | 06/2010 | 09/2016 |
| Ubs Financial Services Inc | San Diego | CA | 11/2016 | 01/2018 |
| Radial Wealth Management | Poway | CA | 03/2022 | 04/2023 |
| J.P. Morgan Securities Llc | Del Mar | CA | 04/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Del Mar | CA | 04/2023 | Present |
| Unemployed | Poway | CA | 02/2018 | 02/2022 |
| Ubs Financial Services | Carlsbad | CA | 05/2010 | 09/2016 |
| Unemployed | Carlsbad | CA | 10/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-05 |
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