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Richard Anthony Chase

J.P. Morgan Securities LLC

Del Mar, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-29
CA RA APPROVED 2025-01-28
  • TX RA
    APPROVED_RES
    Since 2025-01-29
  • CA RA
    APPROVED
    Since 2025-01-28

Branch Locations

2770 Via De La Valle, Del Mar, CA 92014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Chino CA 05/2011 01/2025
J.P. Morgan Securities Llc La Jolla CA 01/2025 Present
Jpmorgan Chase Bank, N.A. La Jolla CA 01/2025 Present
  • 05/2011 → 01/2025
    Wells Fargo Bank Na
    Chino, CA
  • 01/2025 → Present
    J.P. Morgan Securities Llc
    La Jolla, CA
  • 01/2025 → Present
    Jpmorgan Chase Bank, N.A.
    La Jolla, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2014-09-10
  • S65 Uniform Investment Adviser Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2014-09-10
Other Names
  • Richard Anthony Chase
  • Richard Anthony Gallegos

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · DEL MAR, CA
J.P. MORGAN SECURITIES LLC · Del Mar, CA
J.P. MORGAN SECURITIES LLC · Del Mar, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Del Mar, CA
U.S. BANCORP ADVISORS, LLC · Del Mar, CA
FIRST TURN MANAGEMENT, LLC · SOLANA BEACH, CA
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LPL FINANCIAL LLC · SOLANA BEACH, CA

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