Richard Anthony Chase

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 01/2025
  Wells Fargo Bank Na
  Chino, CA
• 01/2025 → Present
  J.P. Morgan Securities Llc
  La Jolla, CA
• 01/2025 → Present
  Jpmorgan Chase Bank, N.A.
  La Jolla, CA

Previous Registrations

• 2020-12-01 → 2025-01-08
  Wells Fargo Clearing Services, Llc
  West Covina, CA
  Pasadena, CA
  La Verne, CA
  Claremont, CA
  Chino, CA
  San Diego, CA
  San Diego, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-01
• S63 Uniform Securities Agent State Law Examination
  2014-09-10

Other Names

• Richard Anthony Chase
• Richard Anthony Gallegos