Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-28 |
| KY | RA | APPROVED | 2023-05-17 |
Branch Locations
9405 Mill Brook Rd Ste 101, Louisville, KY 40223 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seadragon Education | Shenzhen | 06/2016 | 05/2017 | |
| Ameriprise Financial Services, Llc | Louisville | KY | 05/2017 | 07/2017 |
| Hsbc Bank Usa | New York | NY | 07/2017 | 09/2022 |
| Hsbc Bank Middle East Ltd. | Dubai | 09/2018 | 03/2019 | |
| Ameriprise Financial Services, Llc | Louisville | KY | 11/2022 | Present |
Outside Employment; CCC1989 LLC; Advise clients on investments, Financial Plans, follow fiduciary standards.; Employed at Ameriprise but paid through Principal Advisor's LLC.; 9405 Mill Brook Rd., , Louisville, KY, 40223; Investment-Related; 01/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours / CMD Services LLC; Co-owner; Manage advisory business; 9405 Mill Brook Rd., , Louisville, KY, 40223; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-28 |
Reach out to this advisor