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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Lcc | Gardena | CA | 08/2019 | Present |
| Ameriprise Financial | Gardena | CA | 07/2016 | 08/2019 |
1) 07/2023 - Lavin Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)- Start date 04/2014 2) 07/2023 - Dejene and Associates / Outside/W-2 Employment / Not Investment Related / Gardena CA - Start date 12/01/2022 - 20 Hrs per month 3) 07/2023 - Door Dash -Delivery Driver / Other / Not Investment Related - Start date 02/26/2023 - 5 Hrs per month 4) 07/2023 - Uber - Delivery Driver / Other / Not Investment Related - Start date 02/25/2023 - 5 Hrs per month 5) 08/05/2024 - Other - Notary Public - Not Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 5 Hours Per Month/ 2 Hours During Trading 6) 11/13/2025 - The Sudol Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/28/2014 - 40 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-25 |
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