Steven Yokomizo

Current Employers

Employment History

• 07/2016 → 10/2017
  National Planning Corporation
  Torrance, CA
• 10/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-07-25 → 2017-10-04
  National Planning Corporation
  Torrance, CA
  El Segundo, CA
• 2016-05-13 → 2016-08-11
  Signator Investors, Inc.
  Torrance, CA
  Huntington Beach, CA
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Pasadena, CA
  Torrance, CA
  Pasadena, CA
  Huntington Beach, CA
• 2001-10-22 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Torrance, CA
  Torrance, CA

Other Businesses

1. Steven Yokomizo, 2161 W 182nd St., Ste 105, Torrance, CA, 1/1/92, AS INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2 HR/MO - 0 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. REGISTERED TAX PREPARER, 2161 W 182ND ST STE 105, TORRANCE, CA, 1/1993. NIR - 21 HR/MO - 0 HR/MO TRADING 4. STEVE YOKOMIZO, 2161 W 182ND ST, STE 201, TORRANCE, CA, TRUST SERVICES PROVIDER, CO SUCCESSOR TRUSTEE, 02/22/19, INV REL, 0/YR- 0/TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-01
• S63 Uniform Securities Agent State Law Examination
  1992-01-07

Designations