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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-17 |
| TX | RA | APPROVED | 2024-01-17 |
Branch Locations
1301 W Redondo Beach Blvd, Gardena, CA 90247 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Pasadena | CA | 06/2015 | 08/2019 |
| U.S. Bancorp Investments, Inc. | Pasadena | CA | 03/2017 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Arcadia | CA | 03/2020 | 01/2024 |
| Bank Of America, N.A. | Arcadia | CA | 03/2020 | 01/2024 |
| Unemployed | Los Angeles | CA | 02/2020 | 02/2020 |
| J.P. Morgan Securities Llc | Huntington Park | CA | 01/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Huntington Park | CA | 01/2024 | Present |
| Capstone Capital | Pasadena | CA | 11/2019 | 01/2020 |
| Unemployed | Los Angeles | CA | 09/2019 | 10/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-12 |
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