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Yuko Matsuo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gardena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-14
CA RA APPROVED 2023-03-16
  • TX RA
    APPROVED
    Since 2023-06-14
  • CA RA
    APPROVED
    Since 2023-03-16

Branch Locations

1450 W Redondo Beach Blvd, Gardena, CA 90247 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc El Segundo CA 12/2021 04/2022
Bank Of The West City Of Industry CA 09/2019 10/2022
Relo Redac Torrance CA 06/2019 03/2020
Gavert Atelier Beverly Hills Beverly Hills CA 02/2016 04/2019
Unemployed Sherman Oaks CA 05/2019 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Torrance CA 11/2022 Present
Bank Of America, N.A. Torrance CA 02/2023 Present
  • 12/2021 → 04/2022
    Pruco Securities Llc
    El Segundo, CA
  • 09/2019 → 10/2022
    Bank Of The West
    City Of Industry, CA
  • 06/2019 → 03/2020
    Relo Redac
    Torrance, CA
  • 02/2016 → 04/2019
    Gavert Atelier Beverly Hills
    Beverly Hills, CA
  • 05/2019 → 05/2019
    Unemployed
    Sherman Oaks, CA
  • 11/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Torrance, CA
  • 02/2023 → Present
    Bank Of America, N.A.
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-15
  • S66 Uniform Combined State Law Examination
    2023-03-15

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · GARDENA, CA
GARDENA FINANCIAL RETIREMENT ADVISORS · GARDENA, CA
U.S. BANCORP ADVISORS, LLC · Gardena, CA
LPL FINANCIAL LLC · GARDENA, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Torrance, CA
PFS INVESTMENTS INC. · TORRANCE, CA
U.S. BANCORP ADVISORS, LLC · Torrance, CA
LPL FINANCIAL LLC · TORRANCE, CA

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