Yutaka Anegawa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → Present
  Lpl Financial Llc
  Gardena, CA
• 07/2002 → Present
  Ahtky Insurance Agency, Llc
  Gardena, CA

Other Businesses

1. 1/12/2021 - AHTKY Insurance Agency, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/01/2002 - 770 Hours Per Month/130 Hours During Securities Trading - Time Spent 75%.

Exams

• S66 Uniform Combined State Law Examination
  2024-05-28
• S63 Uniform Securities Agent State Law Examination
  2021-05-03