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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-13
  • CA RA
    APPROVED
    Since 2024-06-13

Branch Locations

1451 W Artesia Blvd Ste A, Gardena, CA 90248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Gardena CA 01/2021 Present
Ahtky Insurance Agency, Llc Gardena CA 07/2002 Present
  • 01/2021 → Present
    Gardena, CA
  • 07/2002 → Present
    Ahtky Insurance Agency, Llc
    Gardena, CA
Other Businesses

1. 1/12/2021 - AHTKY Insurance Agency, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/01/2002 - 770 Hours Per Month/130 Hours During Securities Trading - Time Spent 75%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-28
S63 Uniform Securities Agent State Law Examination 2021-05-03
  • S66 Uniform Combined State Law Examination
    2024-05-28
  • S63 Uniform Securities Agent State Law Examination
    2021-05-03

View on SEC IAPD

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