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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-11
TX RA APPROVED 2023-01-11
  • CA RA
    APPROVED
    Since 2023-01-11
  • TX RA
    APPROVED
    Since 2023-01-11

Branch Locations

15800 S Western Ave, Gardena, CA 90247 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Gardena CA 07/2022 Present
Iherb Inc Moreno Valley CA 08/2019 04/2022
Mitsubishi Ufj Morgan Stanley Securities Co., Ltd Tokyo 04/2009 08/2017
Unemployed San Gabriel CA 09/2017 07/2019
Unemployed San Gabriel CA 05/2022 06/2022
  • 07/2022 → Present
    Gardena, CA
  • 08/2019 → 04/2022
    Iherb Inc
    Moreno Valley, CA
  • 04/2009 → 08/2017
    Mitsubishi Ufj Morgan Stanley Securities Co., Ltd
    Tokyo
  • 09/2017 → 07/2019
    Unemployed
    San Gabriel, CA
  • 05/2022 → 06/2022
    Unemployed
    San Gabriel, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-07
  • S66 Uniform Combined State Law Examination
    2022-12-07

View on SEC IAPD

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