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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-07-10
  • NC RA
    APPROVED
    Since 2017-07-10

Branch Locations

301 Nc 740 Bypass, Albemarle, NC 28001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Albemarle NC 10/2010 Present
Secu Life Insurance Company Raleigh NC 11/2014 Present
Secu Brokerage Services Raleigh NC 05/2017 Present
Credit Union Investment Services Raleigh NC 05/2017 Present
Tlc At Home Albemarle NC 06/2006 Present
Members Trust Company Tampa FL 10/2018 Present
  • 10/2010 → Present
    State Employees' Credit Union
    Albemarle, NC
  • 11/2014 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 05/2017 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 05/2017 → Present
    Raleigh, NC
  • 06/2006 → Present
    Tlc At Home
    Albemarle, NC
  • 10/2018 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL SERVICES OFFICER. START DATE: 10/2010. SPEND APPROXIMATELY 95% OF TIME CONDUCTING SECU BUSINESS. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 11/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. TLC at Home, 2211 W. Main St., Albemarle, NC 28001. Nature: medical services. Position: signer. Start date: 6/2006. Duties: sign checks. Hrs.mo. <1, none during trading hours. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2018. TITLE: TRUST REP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-10
S63 Uniform Securities Agent State Law Examination 2014-07-09
  • S65 Uniform Investment Adviser Law Examination
    2017-07-10
  • S63 Uniform Securities Agent State Law Examination
    2014-07-09

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