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Current Employers
Uwharrie Investment Advisors, Inc.

132 North First Street, Albemarle, NC 28001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2001-12-31
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

132 North First Street, Albemarle, NC 28001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Stanly Albemarle NC 03/1983 Present
The Strategic Alliance Corporation Albemarle NC 08/1994 Present
  • 03/1983 → Present
    Bank Of Stanly
    Albemarle, NC
  • 08/1994 → Present
    The Strategic Alliance Corporation
    Albemarle, NC
Other Businesses

1) UWHARRIE CAPITAL CORP, PRES AND CEO BEGINNING MARCH 1983, 132 N. FIRST ST. ALBEMARLE, NC 28001, 160 HRS/MTH. 2)ALBEMARLE IMPROVEMENT, LLC, INVESTMENT COMMITTEE, 157 N. SECOND ST ALBEMARLE NC 28001, LESS THAN 1 HR/MTH, STARTED JUNE 2006. 3) PFEIFFER COLLEGE BOARD OF TRUSTEES SINCE 2017, MEMBER OF INV COMMMITTEE AND WORKS WITH ENDOWMENT PORTFOLIO, 3% TIME SPENT, FINANCE COMM STARTING OCT 2016. 4) WINDY BEACH, LLC, MEMBER, REAL ESTATE HOLDING COMPANY SINCE 2011, 0 HR/MTH. 5)ONE BUILDING AT A TIME,LLC, DEPRESSED PPTY DEV STARTING 2012. 6)UWHARRIE BANK, CEO AND DIRECTOR SEPT 2013 - JAN 2018, JAN 2020 - PRESENT, CASHIER AND DIRECTOR JAN 2018 - JAN 2020.. 7) UWHARRIE BREWERY, LLC, CREATED FOR LOCAL COMMUNITY DEV, 08/2012. 8)STANLY COUNTY COMMUNITY FOUNDATION STARTING JAN 2017, PHILANTHROPY AND ADDRESS LOCAL COMMUNITY NEEDS; AMENDED OBA TO CHAIR OF ADVISOR BOARD FEB 2022 9)UWHARRIE CAPITAL CORP COMMUNITY FOUNDATION STARTING JAN 2022, COMMUNITY GIVING AND SUPPORT. 10) 68 FALLS ROAD LLC, CREATED LLC TO HOLD REAST ESTATE PROPERTY, 01/2022 11) UWHARRIE MORTGAGE, LLC, ACTIVITY LIMITED TO SIGNING DEEDS OF TRUST FOR UWHARRIE BANK AS TRUSTEE, APRIL 2004. 12) GATEWAY MORTGAGE, MORTGAGE ORIGINATION COMPANY, 10/1991

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-08
S63 Uniform Securities Agent State Law Examination 1996-01-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-08
  • S63 Uniform Securities Agent State Law Examination
    1996-01-04

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