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Kimberly Bassett Carpenter

First Citizens Investor Services, Inc.

Albemarle, NC

Indian Trail, NC

Charlotte, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-10-05
  • NC RA
    APPROVED
    Since 2009-10-05

Branch Locations

352 North First Street, Albemarle, NC 28001 • United States

424 Indian Trail Road, Indian Trail, NC 28079 • United States

6930 Matthews- Mint Hill Rd, Charlotte, NC 28227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services, Inc. Albemarle NC 07/2005 Present
Other Businesses

AEROBIC INSTRUCTOR AT YMCA, ALBEMARLE, NC. 2-3 HOURS A WEEK. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-02
S63 Uniform Securities Agent State Law Examination 1999-06-17
  • S65 Uniform Investment Adviser Law Examination
    2009-10-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-17
Other Names
  • Kimberly B Fritts
  • Kimberly Carpenter

View on SEC IAPD

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ANDREW MALCOLM ROSE
ROGER LEE DICK
CHRISTY DAVIS STONER

Other Offices

CETERA INVESTMENT ADVISERS LLC · ALBEMARLE, NC
LINCOLN INVESTMENT · ALBEMARLE, NC
LPL FINANCIAL LLC · ALBEMARLE, NC
UWHARRIE INVESTMENT ADVISORS, INC. · ALBEMARLE, NC
EDWARD JONES · Albemarle, NC
CREDIT UNION INVESTMENT SERVICES · Albemarle, NC
CREDIT UNION INVESTMENT SERVICES · ALBEMARLE, NC
EDWARD JONES · ALBEMARLE, NC

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