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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-12-22
  • NC RA
    APPROVED
    Since 2014-12-22

Branch Locations

1274 Payne Branch Blvd, Blowing Rock, NC 28605 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-06-15
  • NC RA
    APPROVED
    Since 2011-06-15

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

232 N Second Street, Albemarle, NC 28001 • United States

Blowing Rock, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rjmw Charlotte NC 06/2002 Present
Iron Horse Auction Co Rockingham NC 07/2007 Present
Lincoln Investment Planning, Inc. Albermale NC 11/2010 Present
  • 06/2002 → Present
    Rjmw
    Charlotte, NC
  • 07/2007 → Present
    Iron Horse Auction Co
    Rockingham, NC
  • 11/2010 → Present
    Lincoln Investment Planning, Inc.
    Albermale, NC
Other Businesses

ROBINSON AND ASSOCIATES POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2012 ADDRESS: 232 North Second St, Albemarle NC 28001, United States DESCRIPTION: Insurance agent to supplement investment services NIXON FINANCIAL ADVISORS, INC. POSITION: President NATURE: Tax and accounting purposes INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/06/2022 ADDRESS: 1274 Payne Branch Rd., Blowing Rock NC 28605, United States DESCRIPTION: This entity is a flow through for accounting and tax purposes, no active management required.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-13
S63 Uniform Securities Agent State Law Examination 2010-11-22
  • S65 Uniform Investment Adviser Law Examination
    2011-06-13
  • S63 Uniform Securities Agent State Law Examination
    2010-11-22

View on SEC IAPD

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