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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Albemarle | NC | 11/1990 | 09/2025 |
| Avantax Advisory Services | Albemarle | NC | 02/1995 | 09/2025 |
| Small Business Solutions | Albemarle | NC | 12/2004 | Present |
| Avantax Insurance Agency, Llc | Albemarle | NC | 08/2000 | 09/2025 |
| Cetera Wealth Services, Llc | Albemarle | NC | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)SMALL BUSINESS SOLUTIONS POSITION: Independent Contractor NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2004 ADDRESS: 339 North First Street, Albemarle NC 28001, United States DESCRIPTION: Prepare tax returns. Acting as Registered Agent under capacity of my tax practice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-21 |
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