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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-06-18
  • NC RA
    APPROVED
    Since 2014-06-18

Branch Locations

1350 East Arlington Blvd., Greenville, NC 27858 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2005-09-27
  • NC RA
    APPROVED
    Since 2005-09-27

Branch Locations

232 N Second Street, Albemarle, NC 28001 • United States

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

1350 East Arlington Blvd. Suite A, Greenville, NC 27858 • United States

201 E. Pitt Street Suite 210, Tarboro, NC 27886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc Albemarle NC 09/2005 Present
  • 09/2005 → Present
    Lincoln Investment Planning, Inc
    Albemarle, NC
Previous Registrations
Other Businesses

SMR PIRATE POSITION: My office building I own under SMR Pirate has decided to rent space on a long term basis. NATURE: Commercal Rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2016 ADDRESS: 1350 East Arlington Blvd, Suite A, Greenville NC 27858 DESCRIPTION: Property manager of the office building AGAPA ENT POSITION: president, agent NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2004 ADDRESS: 1350 East Arlington Blvd, Suite A, Greenville NC 27858 DESCRIPTION: write life insurance and fixed annuities SRW CONSULTING POSITION: President- NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 25 START DATE: 04/01/2017 ADDRESS: 1350 East Arlington Blvd, Ste A, Greenville NC 27858, United States DESCRIPTION: This consulting firm manages the tarboro office, pays bills for the office and audits the revenue that comes in for that office and the rep numbers that are attached to that office

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-08
S63 Uniform Securities Agent State Law Examination 2004-11-02
  • S65 Uniform Investment Adviser Law Examination
    2005-07-08
  • S63 Uniform Securities Agent State Law Examination
    2004-11-02

View on SEC IAPD

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