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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

514 Se Greenville Blvd Floor 2, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Inc` Greenville NC 10/2005 02/2021
Bb&T Securities, Llc Greenville NC 01/2013 02/2021
Truist Investment Services, Inc. Greenville NC 02/2021 Present
Truist Advisory Services, Inc. Greenville NC 02/2021 Present
  • 10/2005 → 02/2021
    Scott & Stringfellow, Inc`
    Greenville, NC
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Greenville, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Greenville, NC
  • 02/2021 → Present
    Greenville, NC
Previous Registrations
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Greenville, NC
    Richmond, VA
  • 2005-11-01 → 2013-01-02
    Scott & Stringfellow, Llc
    Greenville, NC
  • 2004-03-04 → 2005-10-31
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2003-01-27 → 2004-03-04
    Bb&T Asset Management, Inc.
    Raleigh, NC
Other Businesses

COMMUNITY FOUNDATION OF NC EAST POSITION: Finance Committee member NATURE: I serve as a finance committee member for a non-profit organization, the Community Foundation of NC East, to help oversee the investments held by the foundation. The purpose is to help the organization make sure they are in line with their Investment Policy Statement. The position is neither a board position, nor is there any compensation in this role. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 625 Lynndale Court, Suite A, Greenville NC 27858

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-07
S63 Uniform Securities Agent State Law Examination 1993-08-12
  • S65 Uniform Investment Adviser Law Examination
    1994-07-07
  • S63 Uniform Securities Agent State Law Examination
    1993-08-12
Designations
Other Names
  • Sam Hylton
  • Samuel R Hylton

View on SEC IAPD

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