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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-02-17 |
Branch Locations
514 Se Greenville Blvd Floor 2, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow, Inc` | Greenville | NC | 10/2005 | 02/2021 |
| Bb&T Securities, Llc | Greenville | NC | 01/2013 | 02/2021 |
| Truist Investment Services, Inc. | Greenville | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Greenville | NC | 02/2021 | Present |
COMMUNITY FOUNDATION OF NC EAST POSITION: Finance Committee member NATURE: I serve as a finance committee member for a non-profit organization, the Community Foundation of NC East, to help oversee the investments held by the foundation. The purpose is to help the organization make sure they are in line with their Investment Policy Statement. The position is neither a board position, nor is there any compensation in this role. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 625 Lynndale Court, Suite A, Greenville NC 27858
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-12 |
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