Daniel Francis Dominguez

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-08
TX	RA	APPROVED	2025-10-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Securities Llc	Rancho Palos Verdes	CA	03/2014	09/2017
Jp Morgan Chase Bank	Rancho Palos Verdes	CA	11/2011	09/2017
Us Bank	Rolling Hills Estates	CA	09/2017	08/2019
U.S. Bancorp Investments, Inc.	Rolling Hills Estates	CA	10/2017	08/2019
Massmutual Life Insurance Company	Los Angeles	CA	09/2019	06/2020
Mml Investors Services, Llc	Los Angeles	CA	10/2019	06/2020
Comerica Bank	Long Beach	CA	06/2020	07/2022
F & B Innovations	Los Angeles	CA	08/2021	07/2022
Bank Of America	Redondo Beach	CA	07/2022	09/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Redondo Beach	CA	07/2022	09/2025
Morgan Stanley	Long Beach	CA	09/2025	Present

03/2014 → 09/2017

Jp Morgan Securities Llc

Rancho Palos Verdes, CA
11/2011 → 09/2017

Jp Morgan Chase Bank

Rancho Palos Verdes, CA
09/2017 → 08/2019

Us Bank

Rolling Hills Estates, CA
10/2017 → 08/2019

U.S. Bancorp Investments, Inc.

Rolling Hills Estates, CA
09/2019 → 06/2020

Massmutual Life Insurance Company

Los Angeles, CA
10/2019 → 06/2020

Mml Investors Services, Llc

Los Angeles, CA
06/2020 → 07/2022

Comerica Bank

Long Beach, CA
08/2021 → 07/2022

F & B Innovations

Los Angeles, CA
07/2022 → 09/2025

Bank Of America

Redondo Beach, CA
07/2022 → 09/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Redondo Beach, CA
09/2025 → Present

Morgan Stanley

Long Beach, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-18
S63	Uniform Securities Agent State Law Examination	2014-06-05

Other Firms