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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2015-01-13 |
Branch Locations
400 S Rampart Blvd, Las Vegas, NV 89145 • United States
800 E Colorado Blvd, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 09/2003 | Present |
| Bank Of America, N.A. | Las Vegas | NV | 04/2014 | Present |
I*1193273For profit or not for profit: Entity For ProfitName of outside business organization: Wellington Foods, LLCInvestment related: NAddress of business: Las Vegas, Nevada, 89134Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 3/20/2023Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Wellington Foods dba Better Lunch provides meals to various private/charter schools, prison and senior citizen meals across the Las Vegas Valley. My expected responsibilities are to be a silent investor. I*1835299, Entity Type: Entity For Profit, Name of OBA: Wellspring Holdings LLC, Address: Reno, NV, 89509, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 05/03/2024, No Hours:5hrs/Weekly, No Hours during trading: 0, Duties: Wellsprings Holdings LLC first investment will be in a mental health and addiction counseling practice. One of my wife and my friends is a mental health and addiction counselor. She would like to start her own practice but doesn't have the funding to do so. My wife and I will provide the capital for her in exchange for 50% of the practice. My wife, primarily, will run all the business aspects of the practice. This will include partner outreach, billing, bookkeeping, paying bills and dealing with insurance companies. I will assist my wife in this endeavor, but my wife will have the primary day to day involvement. I*4839273, Entity Type: , Name of OBA: Last Will and Testament - W M and P M, Address: Rayville, Missouri, 64084, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 07/10/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-23 |
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