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Connor Phillip Hartwell

Osaic Wealth, Inc.

Torrance, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-13
WA RA APPROVED 2019-07-30
CA RA APPROVED 2019-03-25
  • TX RA
    APPROVED_RES
    Since 2024-05-13
  • WA RA
    APPROVED
    Since 2019-07-30
  • CA RA
    APPROVED
    Since 2019-03-25

Branch Locations

2790 Skypark Drive Suite 200, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation New York NY 08/2014 Present
Bny Mellon Newport CA 01/2013 Present
  • 08/2014 → Present
    Mbsc Securities Corporation
    New York, NY
  • 01/2013 → Present
    Bny Mellon
    Newport, CA
Previous Registrations
Other Businesses

1. CONNOR HARTWELL POSITION: sales NATURE: n/a INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/28/2019 ADDRESS: 2790 Skypark Drive, #200, Torrance CA 90505, United States DESCRIPTION: I have my insurance license as a compliment to the financial planning that we do. 2. HARTWELL FINANCIAL SERVICES POSITION: Owner with my father and brother NATURE: Sub S INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 2790 Skypark Drive, 200, Torrance CA 90505, United States DESCRIPTION: Registered Rep, Partner 3. SWITZER LEARNING CENTER POSITION: Board Member NATURE: Switzer Learning center is a 501(c)(3)non-profit, focus on serving children with mild to severe learning, social, emotional and behavioral challenges. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 2201 Amapola Court, Torrance CA 90501, United States DESCRIPTION: I serve as a board member for the center.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-01
  • S66 Uniform Combined State Law Examination
    2014-10-01

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