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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-13 |
| WA | RA | APPROVED | 2019-07-30 |
| CA | RA | APPROVED | 2019-03-25 |
Branch Locations
2790 Skypark Drive Suite 200, Torrance, CA 90505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbsc Securities Corporation | New York | NY | 08/2014 | Present |
| Bny Mellon | Newport | CA | 01/2013 | Present |
1. CONNOR HARTWELL POSITION: sales NATURE: n/a INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/28/2019 ADDRESS: 2790 Skypark Drive, #200, Torrance CA 90505, United States DESCRIPTION: I have my insurance license as a compliment to the financial planning that we do. 2. HARTWELL FINANCIAL SERVICES POSITION: Owner with my father and brother NATURE: Sub S INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 2790 Skypark Drive, 200, Torrance CA 90505, United States DESCRIPTION: Registered Rep, Partner 3. SWITZER LEARNING CENTER POSITION: Board Member NATURE: Switzer Learning center is a 501(c)(3)non-profit, focus on serving children with mild to severe learning, social, emotional and behavioral challenges. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 2201 Amapola Court, Torrance CA 90501, United States DESCRIPTION: I serve as a board member for the center.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-01 |
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