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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-02-03 |
Branch Locations
3027 East Warm Springs Rd #100, Las Vegas, NV 89120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Las Vegas | NV | 01/2016 | 08/2019 |
| Raymond James Financial Services Advisors Inc. | Las Vegas | NV | 11/2016 | 08/2019 |
| Unemployed | Las Vegas | NV | 09/2019 | 11/2020 |
| Lpl Financial Llc | Las Vegas | NV | 12/2020 | Present |
1. 1/20/2021 - Michael D.J. Carpenter LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/20/2021 - DANIELSON FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-12 |
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