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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Spring | TX | 10/2014 | 08/2022 |
| Unemployed | Humble | TX | 09/2022 | 09/2022 |
| J.P. Morgan Securities Llc | Humble | TX | 10/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Humble | TX | 10/2022 | Present |
| Harman Wealth Management/Sage Financial | Spring | TX | 09/2021 | 08/2022 |
| Sagepoint Financial | Spring | TX | 09/2014 | 08/2021 |
| Advisor Group Inc | Spring | TX | 09/2014 | 02/2020 |
| Dixon And Company | Spring | TX | 09/2014 | 01/2020 |
| Sagepoint Financial, Inc | Spring | TX | 10/2014 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-03 |
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