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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-01 |
| FL | RA | APPROVED | 2023-09-01 |
| MI | RA | APPROVED | 2023-09-01 |
| NV | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
| VA | RA | APPROVED | 2023-09-01 |
| WA | RA | APPROVED | 2023-09-01 |
| WV | RA | APPROVED | 2023-09-01 |
Branch Locations
140 S. Lake Avenue Suite 251, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Burbank | CA | 07/2012 | 09/2023 |
| Osaic Wealth, Inc. | Pasadena | CA | 09/2023 | Present |
1. OSAIC WEALTH INC, INVESTMENT RELATED, 140 S. LAKE AVENUE PASADENA, CA 91101, IAR, 7/1/12, 100, 20, I CONSTRUCT, ANALYZE, AND MODIFY NEW AND EXISTING INVESTMENT PORTFOLIOS USING INDIVIDUAL STOCKS, EXCHANGE TRADED PRODUCTS, AND MUTUAL FUNDS BASED UPON A CLIENT'S SPECIFIC INVESTMENT OBJECTIVE, RISK TOLERANCE, TIME HORIZON, AND OVERALL GOALS. 2. LA PRIVATE WEALTH POSITION: Wealth Manager NATURE: LA Private Wealth is a DBA under my S-Corp (Provident Blueprints Inc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 140 South Lake Avenue, Suite 251, Pasadena CA 91101, United States DESCRIPTION: I plan to offer non-variable insurance products through a field marketing organization called TNBC. In addition to the insurance options available through the broker dealer I am affiliated with, I am able to offer additional non-variable insurance products and solutions. 3. PROVIDENT BLUEPRINTS, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2008 ADDRESS: 140 South Lake Avenue, Suite 251, Pasadena CA 91101, United States DESCRIPTION: Holding account for Osaic Wealth-derived pay.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-09 |
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