Best Investors Account Sign in

Gregg Thomas Maleri

Ameriprise Financial Services, LLC

Glastonbury, CT

Watertown, CT

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-26
CT RA APPROVED 2017-11-01
  • TX RA
    APPROVED
    Since 2024-07-26
  • CT RA
    APPROVED
    Since 2017-11-01

Branch Locations

95 Glastonbury Blvd Ste 216, Glastonbury, CT 06033-4456 • United States

Watertown, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Glastonbury CT 04/2015 03/2017
Mml Investors Services, Llc Glastonbury CT 03/2017 11/2017
Massachusetts Mutual Life Insurance Company Glastonbury CT 07/2016 11/2017
Ameriprise Financial Services Inc Hartford CT 11/2017 03/2020
Ameriprise Financial Services, Llc Hartford CT 03/2020 Present
  • 04/2015 → 03/2017
    Metlife Securities
    Glastonbury, CT
  • 03/2017 → 11/2017
    Mml Investors Services, Llc
    Glastonbury, CT
  • 07/2016 → 11/2017
    Massachusetts Mutual Life Insurance Company
    Glastonbury, CT
  • 11/2017 → 03/2020
    Ameriprise Financial Services Inc
    Hartford, CT
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-02
S63 Uniform Securities Agent State Law Examination 2009-05-01
  • S66 Uniform Combined State Law Examination
    2011-09-02
  • S63 Uniform Securities Agent State Law Examination
    2009-05-01
Designations
Other Names
  • Gregg Thomas Maleri
  • Gregg Maleri

View on SEC IAPD

Other Firms

USI ADVISORS
USI SECURITIES, INC.
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

More in Glastonbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor