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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-12-09 |
| TX | RA | APPROVED | 2021-12-09 |
Branch Locations
7511 New La Grange Rd, Louisville, KY 40222 • United States
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 02/2014 | Present |
| Bank Of America, N.A. | Louisville | KY | 04/2015 | Present |
1) Name: Delta Zeta Louisville Alumnae Board Position: Panhellenic Delegate for Greater Louisville Alumnae Panhellenic Nature: Alumnae chapter for Delta Zeta Sorority in the Louisville Area Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 7/1/2021 Address: 2104 Unity Place, Louisville KY 40208, United States Description: Correspond and act as a representative with other Panhellenic Chapters in the Louisville area 2) GREATER LOUISVILLE ALUMNAE PANHELLENIC POSITION: Treasurer NATURE: The Greater Louisville Alumnae Panhellenic is a non-profit organization of women in the Kentuckiana area who are alumnae of National Panhellenic Conference Sororities. The primary goal of the organization is to raise revenue for scholarships for NPC women at local universities. The organization also has other philanthropic endeavors such as collecting donation items for local charities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 7/1/2023 ADDRESS: 3132 Graystone Manor Pkwy, Louisville KY 40241, United States DESCRIPTION: Acting as treasurer for the organization 3) MWM PARTNERS PROPERTY LLC POSITION: Member NATURE: Entity to own investment real estate property / rental income INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 08/15/2024 ADDRESS: 7511 New La Grange Rd, Louisville KY 40222, United States DESCRIPTION: Owner / Landlord 4) MERCER TAX AND ADVISORY LLC POSITION: owner NATURE: This is a holding company that the three partners of Mercer Wealth Management LLC are starting to purchase and hold interest in Tax and Accounting firms. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/12/2025 ADDRESS: 7511 New La Grange Rd, Louisville KY 40222-4859, United States DESCRIPTION: I will be one of the co-managers of the LLC. I will be responsible for making investments in the new accounting firms as well as providing general business and management advice. I will not be providing tax or legal advice to clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-19 |
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