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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pimco Investments Llc | New York | NY | 06/2016 | 01/2021 |
| Aquila Distributors Llc | New Yorl | NY | 02/2021 | 12/2021 |
| Fisher Investments | Camas | WA | 12/2021 | 03/2024 |
| Pnc Investments Llc | Louisville | KY | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-18 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-03 |
| S66 | Uniform Combined State Law Examination | 2015-12-09 |
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