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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
CA RA APPROVED 2013-01-28
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • CA RA
    APPROVED
    Since 2013-01-28

Branch Locations

7777 Fay Ave Suite 105, La Jolla, CA 92037-4325 • United States

10920 Via Frontera Suite 100, San Diego, CA 92127-1730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc La Jolla CA 01/2013 Present
Charles Schwab Bank La Jolla CA 01/2013 Present
Previous Registrations
  • 2012-10-01 → 2013-01-09
    Alpine, CA
    El Cajon, CA
  • 2010-12-16 → 2012-10-01
    Chase Investment Services Corp.
    Alpine, CA
    El Cajon, CA
  • 2009-03-09 → 2010-12-16
    San Diego Tax & Wealth Management, Inc
    La Mesa, CA
  • 2006-07-04 → 2009-02-09
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-17
  • S66 Uniform Combined State Law Examination
    2006-06-17
Other Names
  • Lesandro R. Mena

View on SEC IAPD

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