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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-24 |
| TX | RA | APPROVED_RES | 2024-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Manasquan | NJ | 05/2016 | 07/2024 |
| Lpl Financial Llc | Manasquan | NJ | 07/2024 | Present |
1) 05/17/2024 - Freedom Financial Partners, LLC - Business Entity For Tax/Investment Purposes Only - Co-owner - Nj 08736 - Non investment related - Start date: 12/01/2021. 2) 05/17/2024 - Harbor Lights Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 05/17/2024 - Scureman Financial Inc. - Business Entity For Tax/Investment Purposes Only - Sole owner - nj 07762 - Non investment related - Start date: 12/01/2021. 4) 11/19/2024 - Harbor Lights Private Wealth LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/30/2024 - 160 Hours Per Month/ 140 Hours during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-10 |
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