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Current Employers
Personal Financial Solutions, Llc

2517 Highway 35 Building I Suite 103, Manasquan, NJ 08736 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-31
  • NJ RA
    APPROVED
    Since 2026-08-31

Branch Locations

2517 Hwy 35, Bldg I Suite 103, Manasquan, NJ 08736 • United States

Kml Financial Services Group, L.L.C.

2517 Highway 35 Building I, Suite 103, Manasquan, NJ 08736 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-31
  • NJ RA
    APPROVED
    Since 2026-08-31

Branch Locations

2517 Hwy 35, Bldg I, Suite 103, Manasquan, NJ 08736 • United States

Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-31
TX RA APPROVED 2026-04-20
  • NJ RA
    APPROVED
    Since 2026-08-31
  • TX RA
    APPROVED
    Since 2026-04-20

Branch Locations

2517 Highway 35 Building I, Suite 103, Manasquan, NJ 08736 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kml Financial Services Group, Llc Manasquan NJ 03/2001 04/2026
Personal Financial Solutions, Llc Manasquan NJ 08/1996 04/2026
Network 1 Financial Securities, Inc Red Bank NJ 03/2003 01/2020
Mercer Global Advisors Inc. Manasquan NJ 04/2026 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-08-12
  • S63 Uniform Securities Agent State Law Examination
    2003-08-12
Designations

View on SEC IAPD

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