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Current Employers
The Private Client Advisory Group, Llc

2517 Highway 35 Building L, Suite 100, Manasquan, NJ 08736 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-17
FL RA APPROVED 2024-01-16
PA RA APPROVED 2021-08-17
NY RA APPROVED 2021-06-04
NJ RA APPROVED 2021-01-08
  • TX RA
    APPROVED_RES
    Since 2025-10-17
  • FL RA
    APPROVED
    Since 2024-01-16
  • PA RA
    APPROVED
    Since 2021-08-17
  • NY RA
    APPROVED
    Since 2021-06-04
  • NJ RA
    APPROVED
    Since 2021-01-08

Branch Locations

2517 Highway 35 Building L, Suite 100, Manasquan, NJ 08736 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 05/2005 02/2018
Lpl Financial, Llc Manasquan NJ 02/2018 Present
Fortis Group Advisors, Llc Red Bank NJ 04/2018 03/2021
The Private Client Advisory Group Llc Manasquan NJ 10/2020 Present
The Private Client Advisory Group Llc Red Bank NJ 04/2017 Present
Mark A. Faccone, Sole Proprietor Red Bank NJ 06/2017 Present
Lpl Financial Llc Red Bank NJ 02/2018 08/2018
Previous Registrations
  • 2018-04-02 → 2021-03-24
    Red Bank, NJ
    Westwood, NJ
  • 2005-05-27 → 2018-02-14
    Invest Financial Corporation
    Lanoka Harbor, NJ
    Manalapan, NJ
    Toms River, NJ
    Lanoka Harbor, NJ
    Manalapan, NJ
    Red Bank, NJ
    Red Bank, NJ
    Appleton, WI
  • 2004-10-20 → 2005-05-13
    Banc Of America Investment Services, Inc.
    Forked River, NJ
  • 2002-11-21 → 2004-10-20
    Quick & Reilly, Inc.
    Ship Bottom, NJ
Other Businesses

1. 02/14/2018 - CONOVER BEYER AGENCY - Investment Related - 2600 HWY 35, MANASQUAN JN 08736 - Non-Variable Insurance - Start Date 10/01/07 - 5 Hours Per Month/0 Hours During Securities Trading - Health. 2. 02/14/2018 - ZENITH MARKETING GROUP - Investment Related - 764 OLD BURNT TAVERN ROAD, BRICK, NJ 08724 - Non-Variable Insurance - FIXED INSURANCE AGENT - Start Date 8/7/2015 - 4 Hours Per Month/4 Hours During Securities Trading - LTC, Life Insurance. 3. 02/14/2018 - UNDERWRITERS MARKETING SERVICE, INC. - Investment Related - 121 CHAMBERSBRIDGE RD, BRICK, NJ - Non-Variable Insurance - Agent - Start Date 4/13/07 - 2 Hours During Securities Trading - LTC, Life Insurance, Disability. 4. 02/14/2018 - THE PRIVATE CLIENT ADVISORY GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 5. 1/5/2021 - The Private Client Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/11/2020 - 60 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through The Private Client Advisory Group, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-17
S63 Uniform Securities Agent State Law Examination 1998-11-10
  • S65 Uniform Investment Adviser Law Examination
    1998-11-17
  • S63 Uniform Securities Agent State Law Examination
    1998-11-10
Designations

View on SEC IAPD

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