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Daniel Anthony Delrosso

Aegis Capital Corp.

Manasquan, NJ

CRD 3065320

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Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-12-19
NY RA APPROVED 2023-12-15
  • NJ RA
    APPROVED
    Since 2023-12-19
  • NY RA
    APPROVED
    Since 2023-12-15

Branch Locations

2517 State Hwy 35 Bldg C Suite 201, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center Inc Staten Island NY 04/2015 12/2023
Ic Advisory Services Inc Staten Island NY 07/2015 12/2023
Aegis Capital Corp Manasquan NJ 12/2023 Present
  • 04/2015 → 12/2023
    The Investment Center Inc
    Staten Island, NY
  • 07/2015 → 12/2023
    Ic Advisory Services Inc
    Staten Island, NY
  • 12/2023 → Present
    Manasquan, NJ
Previous Registrations
  • 2015-07-07 → 2023-12-15
    Ic Advisory Services, Inc.
    Staten Island, NY
    Bedminster, NJ
    Manalapan, NJ
Other Businesses

1. D.DELRO CORP-PERSONAL PORTFOLIO. PRESIDENT. HOLDS PERSONAL ASSETS. NON-INVESTMENT RELATED. DEVOTE 1 TO 20% PER MONTH.OWN >60% OF STOCK.ESTABLISHED 09/2006.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
S63 Uniform Securities Agent State Law Examination 1998-08-07
  • S66 Uniform Combined State Law Examination
    2015-07-02
  • S63 Uniform Securities Agent State Law Examination
    1998-08-07

View on SEC IAPD

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