Best Investors Account Sign in

John Joseph Lee

Cetera Investment Advisers LLC

Manasquan, NJ

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-11-12
  • NJ RA
    APPROVED
    Since 2020-11-12

Branch Locations

2517 Highway 35 Building I, Suite #202, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lee Battery Service Wall NJ 01/1980 Present
First Allied Securities, Inc. San Diego CA 12/2008 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Manasquan NJ 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 01/1980 → Present
    Lee Battery Service
    Wall, NJ
  • 12/2008 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Manasquan, NJ
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Manasquan, NJ
  • 2008-12-09 → 2012-07-02
    First Allied Securities, Inc.
    Red Bank, NJ
    San Diego, CA
    Manasquan, NJ
  • 2005-10-26 → 2008-12-09
    First Montauk Securities Corp.
    Red Bank, NJ
    Red Bank, NJ
Other Businesses

1.)LEE RETIREMENT SERVICES; SOLE PROPRIETER; INSURANCE; START DATE:11/13/2008

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-23
S63 Uniform Securities Agent State Law Examination 1987-08-27
  • S65 Uniform Investment Adviser Law Examination
    1999-11-23
  • S63 Uniform Securities Agent State Law Examination
    1987-08-27

View on SEC IAPD

Other Firms

PERSONAL FINANCIAL SOLUTIONS, LLC
KML FINANCIAL SERVICES GROUP, L.L.C.
THE PRIVATE CLIENT ADVISORY GROUP, LLC
AEGIS CAPITAL CORP.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
RILEX CAPITAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Nicholas Alfred Gargiulo
MARK ANTHONY FACCONE
Renee Danielle Pepia
J SCOTT SAVAGE
KENNETH PATRICK LEBLANC
DANIEL ANTHONY DELROSSO
JAMES DESSJUK
CHRISTOPHER GALLEGOS

Other Offices

PERSONAL FINANCIAL SOLUTIONS, LLC · MANASQUAN, NJ
KML FINANCIAL SERVICES GROUP, L.L.C. · MANASQUAN, NJ
THE PRIVATE CLIENT ADVISORY GROUP, LLC · MANASQUAN, NJ
PERSONAL FINANCIAL SOLUTIONS, LLC · Manasquan, NJ
AEGIS CAPITAL CORP. · MANASQUAN, NJ
LPL FINANCIAL LLC · MANASQUAN, NJ
OSAIC WEALTH, INC. · Manasquan, NJ
LPL FINANCIAL LLC · MANASQUAN, NJ

More in Manasquan, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor