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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-12-26 |
| NY | RA | APPROVED | 2023-12-15 |
Branch Locations
2517 State Hwy 35 Bldg C Suite 201, Manasquan, NJ 08736 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center Inc | Staten Island | NJ | 04/2015 | 12/2023 |
| Ic Advisory Services Inc | Staten Island | NY | 04/2015 | 12/2023 |
| Aegis Capital Corp | Manasquan | NJ | 12/2023 | Present |
1) Healthcare Solutions Teams, Staten Island, NY 10314; Investment related; Insurance specialist; Health, dental, vision; Start date: 09-01-2022; 30 hours per month devoted to business; 10 hours during securities trading hours. 2) Jim Dess Inc. Staten Island, NY; Not investment related; S Corporation for tax and business purposes, President; Start Date: 02-04-2003; 0 hours devoted to business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-03 |
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