David Anthony Miller

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-08
CO	RA	APPROVED	2026-01-08
FL	RA	APPROVED	2026-01-08
IL	RA	APPROVED	2026-01-08
MI	RA	APPROVED	2026-01-08
NJ	RA	APPROVED	2026-01-08
AL	RA	APPROVED	2021-07-21
MO	RA	APPROVED	2021-07-21
NC	RA	APPROVED	2021-07-21
OH	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21
UT	RA	APPROVED	2021-07-21
WA	RA	APPROVED	2021-07-21
WY	RA	APPROVED	2021-07-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Various Insurance Carriers For W&R Insurance Agencies	Harbor City	CA	01/2014	09/2018
Waddell & Reed, Inc	Torrance	CA	01/2014	09/2018
Dennis Ortiz-Luis	Torrance	CA	02/2016	10/2017
David Miller	Harbor City	CA	11/2016	09/2018
James Wong	Torrance	CA	10/2017	09/2018
Morgan Stanley	Long Beach	FL	09/2018	09/2020
Morgan Stanley Private Bank, N.A.	New York	NY	10/2018	09/2020
Waddell & Reed, Inc.	Torrance	CA	09/2020	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Harbor City	CA	09/2020	07/2021
James Wong	Torrance	CA	09/2020	07/2021
Lpl Financial Llc	Torrance	CA	07/2021	Present

01/2014 → 09/2018

Various Insurance Carriers For W&R Insurance Agencies

Harbor City, CA
01/2014 → 09/2018

Waddell & Reed, Inc

Torrance, CA
02/2016 → 10/2017

Dennis Ortiz-Luis

Torrance, CA
11/2016 → 09/2018

David Miller

Harbor City, CA
10/2017 → 09/2018

James Wong

Torrance, CA
09/2018 → 09/2020

Morgan Stanley

Long Beach, FL
10/2018 → 09/2020

Morgan Stanley Private Bank, N.A.

New York, NY
09/2020 → 07/2021

Waddell & Reed, Inc.

Torrance, CA
09/2020 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Harbor City, CA
09/2020 → 07/2021

James Wong

Torrance, CA
07/2021 → Present

Lpl Financial Llc

Torrance, CA

1- 07/2021 / DBA for LPL Business (entity for LPL business) / JW Financial Strategies / Investment Related / Torrance, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-01

Other Firms