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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-22
  • FL RA
    APPROVED
    Since 2024-10-22

Branch Locations

1499 S Harbor City Blvd 201 2Nd Fl, Melbourne, FL 32901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Melbourne FL 02/2014 11/2016
Scottrade, Inc. Viera FL 11/2016 02/2018
Td Ameritrade, Inc. Melbourne FL 02/2018 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
Wells Fargo Clearing Services, Llc Melbourne FL 07/2021 10/2024
Unemployed Palm Bay FL 01/2021 07/2021
Wells Fargo Advisors Financial Network, Llc Melbourne FL 10/2024 Present
  • 02/2014 → 11/2016
    Lpl
    Melbourne, FL
  • 11/2016 → 02/2018
    Scottrade, Inc.
    Viera, FL
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Melbourne, FL
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 07/2021 → 10/2024
    Melbourne, FL
  • 01/2021 → 07/2021
    Unemployed
    Palm Bay, FL
  • 10/2024 → Present
    Melbourne, FL
Previous Registrations
  • 2021-09-01 → 2024-10-14
    Melbourne, FL
    Melbourne, FL
  • 2018-02-28 → 2021-01-11
    Td Ameritrade, Inc.
    Melbourne, FL
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Melbourne, FL
  • 2017-02-13 → 2018-02-26
    Scottrade Investment Management
    Melbourne, FL
  • 2014-07-22 → 2016-11-25
    Melbourne, FL
    Palm Bay, FL
    Palm Bay, FL
    Palm Coast, FL
    Palm Bay, FL
    Palm Bay, FL
    West Melbourne, FL
    Palm Bay, FL
    Indiatlantic, FL
    Vero Beach, FL
    Vero Beach, FL
    Vero Beach, FL
    Sebastian, FL
    Melbourne, FL
Other Businesses

NOTARY; NOT INV. RELATED; PALM BAY, FL; START DATE 10/28/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-18
  • S66 Uniform Combined State Law Examination
    2014-07-18
Other Names
  • Patia Naomi Nunnally
  • Naomi Walker
  • Patia Walker

View on SEC IAPD

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