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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-22 |
Branch Locations
1499 S Harbor City Blvd 201 2Nd Fl, Melbourne, FL 32901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl | Melbourne | FL | 02/2014 | 11/2016 |
| Scottrade, Inc. | Viera | FL | 11/2016 | 02/2018 |
| Td Ameritrade, Inc. | Melbourne | FL | 02/2018 | 01/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 01/2021 |
| Wells Fargo Clearing Services, Llc | Melbourne | FL | 07/2021 | 10/2024 |
| Unemployed | Palm Bay | FL | 01/2021 | 07/2021 |
| Wells Fargo Advisors Financial Network, Llc | Melbourne | FL | 10/2024 | Present |
NOTARY; NOT INV. RELATED; PALM BAY, FL; START DATE 10/28/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-18 |
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