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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-02-08
  • WI RA
    APPROVED
    Since 2017-02-08

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

N27 W23957 Paul Rd Suite 102, Pewaukee, WI 53072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regulus Financial Group, Llc Kentwood MI 10/2016 Present
Unemployed New Berlin WY 05/2016 10/2016
Regal Investment Advisors, Llc Kentwood MI 02/2017 Present
  • 10/2016 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
  • 05/2016 → 10/2016
    Unemployed
    New Berlin, WY
  • 02/2017 → Present
    Kentwood, MI
Other Businesses

Will be marketing under the name Fischer Wealth Management. Insurance Sales: 10 hours per month 0 during trading hours. provide Life insurance, disability insurance, long term care insurance options to clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-31
  • S66 Uniform Combined State Law Examination
    2017-01-31
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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